Did Cavalry Existed in Japan?
Did Cavalry Existed in Japan?
A Samurai charging with his horse, wielding a spear with both hands.
Before reading, it is worth notice that the main purpose behind this article is to have a better understanding about the use of Cavalry Tactics during the Sengoku period and it is highly recommended to read this one in the first place.
The mighty cavalry charge; for any military history enthusiast, the image of horsemen charging into a cohesive formation is probably one of the most fascinating and heroic picture one could immagine.
In any culture, horsemen were valued as élite members of the military, and sometimes even of the society when it came to knight and samurai.
Having an horse, being able to fed it and ride it were all features of highly trained and rich warriors.
When we talk about Japanese military history, there is no debate, it is quite evident that Samurai are almost universally associated with horsemen; and for a very good reason.
In fact, through out all their history, from the Heain to the late Edo period, Samurai were required to learn Bajutsu (馬術), or the art of horsemanship.
Being the élite members of the society, they were the only soldiers able to maintain horses; even nowadays, these beautiful animals are quite expensive.
Horses and Samurai are extremely bounded together; the first Samurai were mounted archers, and it is fair to highlight that by the time Samurai were a thing, horses in Japan have been used in warfare for ages.
What is also widely know is that from the late 14th century, Samurai (and thus horseman) started to be gradually replaced by lower levy infantries as the main force of Japanese armies, until in the 16th century it was the Ashigaru, not the Samurai, the backbone of the army itself.
With the rise of infantry soldiers, cavalry started to lose importance and the Samurai dropped the bow in favor of the spear.
And this is where the debate start; did cavalry existed in Japan? Before jumping into the discussions, cavalry is a very broad term: for the sake of this article, the term cavalry would be referred to something that is the equivalent of the "military" definition of Heavy Cavalry
A Nanbu horse with a decorative harness, from 飾馬考 2巻. [1]
The "Revisionist" Theory
According to a wide group of academics, like T. Conlan and K. Friday to cite some of them, the existence of dedicated heavy cavalry troops has been questioned in the recent years.
The conclusion for this school of thought is quite drastic; there wasn't such a thing as heavy cavalry troops in Japan.
In this paragraph I'm going to explain the main points of this thesis:
The Horses
Horses and Samurai are extremely bounded together; the first Samurai were mounted archers, and it is fair to highlight that by the time Samurai were a thing, horses in Japan have been used in warfare for ages.
What is also widely know is that from the late 14th century, Samurai (and thus horseman) started to be gradually replaced by lower levy infantries as the main force of Japanese armies, until in the 16th century it was the Ashigaru, not the Samurai, the backbone of the army itself.
With the rise of infantry soldiers, cavalry started to lose importance and the Samurai dropped the bow in favor of the spear.
And this is where the debate start; did cavalry existed in Japan? Before jumping into the discussions, cavalry is a very broad term: for the sake of this article, the term cavalry would be referred to something that is the equivalent of the "military" definition of Heavy Cavalry
A Nanbu horse with a decorative harness, from 飾馬考 2巻. [1]
The "Revisionist" Theory
According to a wide group of academics, like T. Conlan and K. Friday to cite some of them, the existence of dedicated heavy cavalry troops has been questioned in the recent years.
The conclusion for this school of thought is quite drastic; there wasn't such a thing as heavy cavalry troops in Japan.
In this paragraph I'm going to explain the main points of this thesis:
The Horses
Within this theory, the capabilities of Japanese horses are highly undermined. Recent archaeological evidences had established the height of ancient Japanese native horses; they ranged from 105 cm to 140 cm from the gathers, or in between 10 to 14 hands, with an average of 130 cm.
There were some exceptions recorded into Japanese sources of extremely big horses that could reach even higher heights. Even today, Japanese horses are quite small, and fall inside the pony category, as many other asian horses.
In fact, they were a subspecies of Mongolian horses and indeed shares similar features like the height.
These horses were also not gilded; apparently, the Samurai liked their mounts to be wild and aggressive, although this might generate some problems.
In addition to that, they didn't used horseshoes; they actually used straw sandals called umazouri (馬草履). These sandals were used on muddy terrains.
However, the hoof of native Japanese horses are extremely hard and resilient, and thus they didn't need iron horseshoes.
An Ukiyo-e depicting Umazori, made by Utagawa Hiroshige (歌川広重)
One of the critical aspect of the whole theory was an "experiment" done by the NHK in the 1980s, and often cited inside Conlan's and Friday's works, which concluded that the Japanese horses were weak and not capable of sustaining higher speed under heavy loads.
For this test, a modern horse of 140cm height was selected, weighing 350 kg and the animal was supposed to carry a load of 95 kg, accounting for the men, his gear and the saddle.
The animal wasn't able to surpass a speed 9 km/h, and it didn't sustain such pace for a long period, dropping into a trot almost immediately.
In addition to that, there is the testimony of Luis de Frois, a Jesuit who visited Japan during the 16th century:
"Among us, one fights on horseback; the Japanese dismount when they fight."
After reading these points, it is quite evident that the prowess of the Japanese horses and their riders is quite resized!
However there are some critical flaws in this points which would be explained later on.
The Terrain
Japan is heavily mountainous; almost 70% of its surface is covered by mountains, and even nowadays there are a lot of forest: two environmental characteristics that don't suit cavalry troops at all.
This is actually one of the strongest point of the whole theory.
However there are some facts that need to be addressed.
Although some battles did took place into mountains, a lot of them were waged into flat and plain fields; essentially, any battle that end with the suffix "-hara" (原) was actually fought on some type of field.
Famous battles like Mikatagahara, Shitaragahara (better known as the battle of Nagashino) or Sekigahara were actually fought in some relatively flat plains, or at least some type of terrain that would have not hindered horses troops.
( Yes; those battles were not randomly chosen!).
This is a topographic map of Japan; roughly speaking, the "yellow zones" would not have been suitable for cavalry maneuvers.
A similar country that share this highly mountainous terrain is Korea; about 70% of its land is covered by mountains too. In fact the situation of the terrain is highly comparable to the Japanese one.
Counter Arguments & the "Traditionalist" Theory
Although the debate is still going on, and the revisionist thesis still enjoy a lot of popularity among Japanese and non-Japanese scholars, the traditionalist theory, the one that support the idea of the Japanese using heavy cavalry troops is by far the most accurate, logic and reliable.
In fact there are a lot of flaws in the aforementioned opposite thesis.
After reading about the "alleged" very poor performances of these horses, one would note that using them on warfare would have been an hindrance rather than an asset.
There was no major speed advantage, and being on a slow horse would have meant being an easy target for the various skirmishers on the battlefield.
However, horses were still carried to war in the 16th century. There are many armies reports that listed the amount of horses, divided in between pack animals and war horses and almost any army used them to some extent.
In fact the experiment done in the 1980s was tremendously inaccurate. Recently, the NHK did again another test but this time with a trained Kiso horse. The size was the same of the previous test, and the animal was ridden by a man with armor and other gears, for a total weight of circa 92 kg.
The horse was required to run 100 m at full speed.
For comparison, a modern thoroughbred of 157 cm carrying the same man was required to run the same distance.
The result was quite impressive: the speed of the Japanese horse was of 30 km/h, about the same speed of the thoroughbred! ( The differences between the two was less than one second).
A picture taken from the test where an armored horseman ride the Kiso horse, source here
In addition to that test, the actual "maneuverability" of the two horses was compared inside a "slalom path"; being smaller and "compact", the Kiso horses was best suited for this challenge and was able to turn quickly from one direction to another compared to the other horse.
As for the endurance of the animal, a test done by the Nihon Kacchuu Kiba Kenkyuukai (日本甲冑騎馬研究会) established that a trained Kiso horse was able to run for 1 km with an average speed of 21 km/h carrying an heavy armored men, and it was able to run for about 3.5 km before being exhausted.
With this recent tests in mind, it is quite clear that the Japanese Horses didn't have problem of speed or endurance at all!
However this is only a fraction of the whole picture; during the Sengoku period, horses and men were trained for warfare. Beside this, the list of extincted Japanese horses is quite long, and thus it is impossible to reconstruct with precision the size, the actual species or the various features of the war horses the Samurai used.
It is also worth mentioning the fact that horses of 130 and 140 cm, in the 16th century, were far from being considered small. The Mongols, and possibly the Ming had similar horses, and even in Europe the horses used by Gustav Adolph were of this height! All of these cultures used these horses to charge.
In fact, although the Mongols are quite famous for their light cavalry, nevertheless heavy Mongolian cavalry was a thing, and they actually overloaded their horses compared to the Japanese. Considering how similar the two families of horses are, it is quite impossible to claim that the Japanese ones were incredibly inferior.
A Mongol mounted lancer, with heavy armor. Even the horse is armored.
To further consolidate the performance of these horses, Engelbert Kaempfer in "History of Japan - together with a description of the kingdom of Siam" in the late 17th century, wrote that:
"Some of theme (horses) were not inferior in shape, swiftness and dexterity to the Persian breed".
More focused on the topic of this article, countering the aforementioned testimony of Luis de Frois, there is the account written by Ōta Gyūichi (太田牛一) in the Shinchō kōki (信長公記):
"[...]Obata’s troop from western Kōzuke, who wore red battle dress. Warriors of the Kantō are skilled horsemen, and these samurai were no exception. Their tactic was to ride their horses straight into the enemy midst. To the beat of their war drums, they came charging."
This description written by a veteran add more value to this thesis, compared to the one of Luis de Frois, which wasn't neither Japanese nor a soldier. Beside, it is quite clear that the warriors in the Kantō were used to utilize shock cavalry as Ōta described.
The Terrain
As previously mentioned, Japan is highly mountainous, just as Korea. However, the Korean had a strong cavalry tradition along their history, including heavy cavalry as well.
During the Imjin war, despite the terrain being mountainous, the initial Ming counter attack against the Japanese army was cavalry based; although it wasn't completely effective, they were still able to use their horses to fight.
In fact, despite Japan share a very similar terrain of Korea, there are zones in which plains and fields are more common; the Kantō area. It was in this region that this type of cavalry existed.
Conclusions
A cavalry charge from an Edo period book, from the chronicles of the Takeda, 甲陽軍鑑. 巻第二十
After this long article, I hope that the situation is quite clear; heavy cavalry existed in Japan.
This thesis is supported by several accounts, the existence of horse armor (although rarely used) and the performance of Japanese horses perfectly capable of delivering a charge.
However, it is fair to highlight important facts;
Although it was used, these shock troops were only used with great efficiency by the clans in the eastern and north-eastern Japan, like the Takeda or the Hōjō and to some extent the Date and the Uesugi whenever the terrain was suited.
In fact, at Shibatagahara or Mikatagahara cavalry charges were delivered while at Kawanakajima, the cavalry troops dismounted to fight on the mountain.
Clans that were located in the south like the Shimazu or the Ōtomo didn't use these types of tactics, and the "cavalry" in these regions operated as mounted infantry.
So it was indeed a minority in the perspective of the whole Japanese clans.
To better understand the tactics used by these "cavalry" clans, you can read go on with my cavalry tactics article.
Hope that this long "debunking" reading was worth your time! If you like the article please feel free to share it, and for any questions there is a comment section below.
This description written by a veteran add more value to this thesis, compared to the one of Luis de Frois, which wasn't neither Japanese nor a soldier. Beside, it is quite clear that the warriors in the Kantō were used to utilize shock cavalry as Ōta described.
The Terrain
As previously mentioned, Japan is highly mountainous, just as Korea. However, the Korean had a strong cavalry tradition along their history, including heavy cavalry as well.
During the Imjin war, despite the terrain being mountainous, the initial Ming counter attack against the Japanese army was cavalry based; although it wasn't completely effective, they were still able to use their horses to fight.
In fact, despite Japan share a very similar terrain of Korea, there are zones in which plains and fields are more common; the Kantō area. It was in this region that this type of cavalry existed.
Conclusions
A cavalry charge from an Edo period book, from the chronicles of the Takeda, 甲陽軍鑑. 巻第二十
After this long article, I hope that the situation is quite clear; heavy cavalry existed in Japan.
This thesis is supported by several accounts, the existence of horse armor (although rarely used) and the performance of Japanese horses perfectly capable of delivering a charge.
However, it is fair to highlight important facts;
Although it was used, these shock troops were only used with great efficiency by the clans in the eastern and north-eastern Japan, like the Takeda or the Hōjō and to some extent the Date and the Uesugi whenever the terrain was suited.
In fact, at Shibatagahara or Mikatagahara cavalry charges were delivered while at Kawanakajima, the cavalry troops dismounted to fight on the mountain.
Clans that were located in the south like the Shimazu or the Ōtomo didn't use these types of tactics, and the "cavalry" in these regions operated as mounted infantry.
So it was indeed a minority in the perspective of the whole Japanese clans.
To better understand the tactics used by these "cavalry" clans, you can read go on with my cavalry tactics article.
Hope that this long "debunking" reading was worth your time! If you like the article please feel free to share it, and for any questions there is a comment section below.
Gunbai
Can I ask you, what is the weapon the warrior in the first picture in the right top corner is holding in his right hand?
ReplyDeleteUnfortunately I don't have the full picture available and I don't know the original name of the emaki (the picture itself is a cover of an old Turnbull's book), however judging by the cap end of the shaft it could be a yari, but since he is holding the weapon with one hand it might be a kama or a warpick as well.
DeleteA sudden question crossed my mind: Did Japan have ashigaru and other non-samurai cavalry?
ReplyDeleteI haven't done extensive research but I would say no, since war horses were expensive and required training as well as being able to ride them in a battlefield context. Something that only the upper class was able to satisfy.
DeleteHi hi.
ReplyDeleteYou mentioned that horse armor was rare in japan. I am by no means a historian, and English articles on Japanese horse armor has been fairly rare, but is there a reason why heavy cavalry units (or cavalry in general) would not be equipped with horse armor.
There was clearly a need for extensive protection against arrows, as demonstrated as early as the OYoroi. Yet will there not be a higher chance of an arrow striking the larger horse, than the rider itself?
In later periods, when leading a charge against massed enemies, wouldn't the horse be completely exposed to a spear wall? A single thrust would kill the horse, no matter how well equipped the rider. And if the rider should lose his horse in the middle of a enemy squadron, wouldn't he be as good as dead?
In fact, without armor, it seems the rider would have higher chances of survivability on the ground clad in his armor.
Hello!
DeleteYou raised some good points, and I have to say first that horse armors might have been more prevalent than I used to believe when I wrote this article (horse armor will have a detailed article in this blog, sooner or latet). Still it wasn't very common at all and let me explain why;
There are few wounds data from the 1333-1338, a period in which cavalry was still focused on horse archery but gradually shifted towards shock actions.
About 31 horses were wounded, and 61% were hit by arrows, 35% by slashes and 3% by a stab from a pike.
Arrows rarely inflicted fatal wounds: only 3 of the 14 horses wounded died because of them. Of the 31 horses, 12 perished but most died when battle was over.
Polearms were much more dangerous and this is why horse armor was developed in Japan.
Horses are very tough animals: arrows won't hurt them that much. You need considerably more arrows to kill a horse compared to a human, and add in the equation the fact that their riders shoot back towards the enemy, trying to hit the rider is a wiser choice. You have also to consider that cavalry stayed out of infantry reach for the majority of time in battles thanks to extra mobility, and charged towards them only when they had the numbers to do so.
This also led to another point: in the later period, when cavalry was 100% equipped with spears (and occasionally firearms), it was used wisely; horsemen didn't charge against a spear wall. If they do so, they were confident that the men behind the spears would start to break and run. If they pikemen were able to hold, the horsemen would stop and try it again before crashing into them.
A cavalry charge it's really about psychology and creating mayhem.
Most of the cavalry attack were meant to strike when the enemy wasn't ready to deal with the charge, so in a classic flanking or against broken formation. It was also used to pursue the enemy or to raid them before they arranged into a formation. In this scenario, armor isn't as useful as it might seems, because the strength of the cavalry charge is to make the enemy run before they could engange in combat.
So you have to consider that while armors would have prevented the horse to be wounded, the "pros" weren't too strong compared with the "cons" in most situation.
You want the horse to be as fast as possible and to use its stamina at best. With armors you are increasing its load, thus it will become tired quicker and it won't be able to run as fast, while you are gaining protection over a very resilient animal.
There instances where you want those benefits, but in most scenario you will favour speed and endurance.
For example even in Europe horse plate armor wasn't as prevalent as one might think!
I see!
DeleteAlso I really thank you for such an in depth response to a post on a year old article, overnight.
You are welcome!
DeleteI try to read and answer to every comment in my blog ;)
Standard disclaimer: I am neither a military man nor a historian. I was under the impression that "heavy cavalry" was as much a role as a weapon itself. Heavy cavalry were intended to be capable of taking on any other cavalry, including other heavy cavalry. That doesn't mean heavy cav was used for that purpose exclusively, or even much at all... like with tanks, battleships, and submarines, the best thing to take out a weapon usually ends up being the same weapon, but the goal is to eliminate the opposing force and get to the real task (usually supporting infantry). If this is the case, then I would think the question of whether or not there were heavy cavalry in the Sengoku Jidai amounts to the question, "were some cavalry assigned specifically to combat other cavalry?"
ReplyDeleteI think you have alluded to this, but were samurai during the Sengoku Jidai assigned particular weapons and roles on a permanent basis? Or were their roles assigned as their commanders felt was necessary for the present battle? Would it have even been wise to invest in very specialized cavalry when the terrain might prohibit its deployment?
This whole argument smacks of Western chauvinism. European and Mediterranean terrain and politics may have been better suited to European-style heavy cavalry, which became both a centuries-long arms race and the source of self-perpetuating symbols of aristocracy (and therefore the focus of historians' attention). Maybe an even better answer is to the question is, "no, Japan did not have European-style heavy cavalry... it had better things to do with its collective ego.
Very hard question but extremely interesthing nonetheless!
DeleteAs far as I know, "heavy cavalry" definition can be applied to heavily armored warriors who fought on possibly armored horses with spears and were used in shock tactics. Within this regard, we found those types of troops in Japan but only ( and I think it's worth stressing it) in the Kanto plains regions (and possibly in the north east as well). So clans like the Hojo and Takeda.
I lack specific accounts of cavalry fighting each other, but in the Koyo Gunkan we could read of a senior retainer of the Hojo caln, Hojo Saemon taifu Tsunanori, who galloped into a group of 100 mounted takeda warriors at the battle of Oyama. The account states that he was alone, but that's unlikely and it's possible that he was followed by other mounted retainers since the Hojo were the clan whoich used the most horsemen.
But this is Koyo Gunkan and you always have to be cautios with this kind of sources.
So there is at least some evidence of cavalry fighting each other, I talked a little bit in my articles here and here: (unfortunately these accounts are mostly Edo period so again, not 100% reliable)
http://gunbai-militaryhistory.blogspot.com/2018/05/sengoku-period-warfare-part-2-cavalry.html
http://gunbai-militaryhistory.blogspot.com/2018/08/sengoku-period-warfare-part-4-battle.html
Keep in mind that mounted warriors were usually Samurai and their role was very fluid. Actually, for most of the Sengoku periods, there was some limited weapon and tactics specialization and most troops were required to arm and equip themselves. A Samurai who had access to horses could operate as mounted troop, but he could dismount and bring a gun or a spear to join other formations.
On a side note, usually cavalry fought in conjuction with infantry, so you would have a squad of 30-50 horsemen with 50-60 foot soldiers following for example (numbers are made up, just to give you an example), which are supposed to charge together.
So I would say that we have heavy cavalry in Japan (limited to Eastern clans) that deploy shock tactics in conjuction with infantry, that occasionally fought other mounted troops as well (as far we can read in early Edo period books) but were definitely not specialized in doing that and overall you can say that Western heavy cavalry was different from the Japanese ones, since the latter worked better in the Japanese environment. Cavalry was mainly used to pursue defeated enemies, flank and give the final blow during the Sengoku period, as well as to scout and raids in order to cut off enemy supply lines.
Thank you for your answer! As usual, it sounds to me like the solutions Japanese clans found were those that best suited the of terrain, social structure, available equipment, and goals of the time. Arguing about whether or not they had heavy cavalry seems more like the pursuit of trivia. You have shown that they could have trained and equipped Western-style heavy cav in greater numbers; more likely they just didn't need to.
ReplyDeleteI see parallels with your articles on the myths of Japanese swords: the Japanese are being dismissed because of poor information and having found different solutions than Western armies. I hope the majority of historians take a more balanced and nuanced view!
Yes that's exactly what we should do when approach Japanese military history, instead of trying to apply our understanding of European history and merely "translate" Japanese tactics into Western ones, we should try to truly understand how things worked in relation to social structure, environment and culture of the time.
DeleteOn a side note, I also think historians should try to focus more on facts rather than using a "debunking" style of narrative (as I usually do). This is usually very efficient to dismiss older myths, but it can indeed create new opposite ones. A clear example is the attitude towards Nagashino, with the debate on how many guns the Oda had, if it was 1000 or 3000.
But if we look into the actual translation of the account of Ota Gyuichi, we discover that the sentence used is "1000 gunners were chosen among the Oda clan to go in front" (I'm really paraphrasing here), and in this context we can infere that there were more than 1'000 gunners to chose from, so at the end the "1000 gunners theory" was brought to merely opposite the 3000 numbers, despite the fact that in the account we don't read that there were only 1000 guns.
So I'm really looking forward to see how the English sources will develop in the future!
I think the fancy, hyper-intellectual way of expressing the idea we both agree to is to say that it is not enough to analyze history using one particular paradigm or set of paradigms (such as European medieval warfare or classical Greek philosophy or feudal Japanese social structure), but to be conscious of the paradigms themselves. This can be done in order to find a way to unify perspectives (as Sun Tzu attempted), or to compare and contrast the results using different paradigms. For example, instead of looking at Japanese history as being unusual, we can find corresponding ways in which European history is unusual or misunderstood (there are a lot!), and compare the two. For example: instead of just asking why the Japanese didn't invest heavily in heavy cavalry as if Japan were the oddity, also ask why European armies tended to use either sword- or stick weapons, while the Japanese invested so heavily in sword-AND-stick (the naginata)? Which is more "correct?" (obviously neither)
ReplyDeleteHowever, your Nagashino point is a matter of fact, not interpretation. Incorrect information should be corrected, and that is what you are debunking. Whether the Japanese had heavy cavalry is ultimately an interpretation; how many guns Oda had at Nagashino is a fact (that some have gotten wrong). So I say debunk away!
Yes indeed that's exactly what I'm trying to do while I do research, although this blog is ultimately the expression of a very "amateur history buff" since I lack academic training and expertise in order to do that with confidence. But I'm glad that we share similar ideas on the topic!
DeleteA colleague of mine who studies education once told me that it takes on average 10 years to achieve some form of professional competency (what the news would call an "expert"). That 10 years does not have to come from a school. You have the humility to know what you do not know, and the research skills to learn it. You are well on your way. I am glad your humility doesn't get in the way of sharing what you have learned!
DeleteWell there is a long way to go then! But I'm glad you think this of me and of my research, it means a lot for me!
DeleteSame typo, 'cavalry existed', should be, 'did cavalry exist?' :)
ReplyDelete